Disclosures

This page provides important regulatory and legal information about Taylor Financial and the services we offer. Please read it carefully. The information here is not a substitute for the disclosure documents you receive when you open an account or engage us for advisory services.

Securities and advisory services

Securities and investment advisory services are offered through qualified representatives of MML Investors Services, LLC, Member SIPC. Taylor Financial is not a subsidiary or affiliate of MML Investors Services, LLC, or its affiliated companies.

You can verify the registration and disciplinary history of our firm and our representatives at FINRA BrokerCheck or at the SEC's Investment Adviser Public Disclosure site.

Form CRS and Customer Relationship Summary

Form CRS describes the relationship and services we offer to retail investors, the fees you may pay, conflicts of interest that may exist, our standard of conduct, and our disciplinary history. You may review the current Customer Relationship Summary at any time:

Download Customer Relationship Summary (PDF)

Insurance licensing

Adam Taylor — California Insurance License #0K44193, domiciled in Florida.
Thomas Yannetti — Insurance License #4218984, domiciled in Florida.

The firm and its representatives are licensed to sell insurance in: FL, CO, HI, GA, MD, NC, NH, NY, OH, PA, TN, TX, VA, WA.

The firm and its representatives are licensed to offer securities in: FL, GA, LA, MD, MA, NY, NC, TN, TX.

This website is not an offer to sell securities or insurance products in any jurisdiction in which our representatives are not appropriately licensed or registered.

General investment disclosures

Investment products are not insured by the FDIC, are not deposits or other obligations of, or guaranteed by, any bank, and are subject to investment risk, including possible loss of the principal amount invested.

Past performance is not a guarantee of future results. The value of investments and the income from them can fall as well as rise, and investors may not recover the amount originally invested. Diversification and asset allocation do not ensure a profit or guarantee against loss in declining markets.

The information presented on this website is for general informational and educational purposes only. It does not constitute, and should not be construed as, investment, tax, legal, or accounting advice. You should consult with your own advisors to address your specific circumstances before acting on any information presented here.

Forward-looking statements

This website may contain forward-looking statements about market conditions, economic outlooks, or expected returns. These statements reflect current opinions and assumptions and are subject to risks and uncertainties. Actual events and results may differ materially from those expressed or implied. We undertake no obligation to update forward-looking statements to reflect events or circumstances after the date they are made.

Third-party content and links

This website may contain links to websites operated by third parties. Such links are provided for convenience and reference only. Taylor Financial does not endorse, control, or assume responsibility for the content, privacy practices, or accuracy of information on third-party sites. Use of any third-party site is at your own risk and subject to the terms of use and privacy policy of that site.

Articles, charts, news, and other content from third parties that may appear on this website reflect the opinions of the authors of that content and not necessarily those of Taylor Financial. Such content is provided for informational purposes only.

Tax and legal advice

Taylor Financial does not provide tax or legal advice. Information about tax and legal matters that may appear on this site is general in nature and is not intended to be relied upon as tax or legal advice. You should consult a qualified tax professional or attorney about how the matters discussed apply to your specific situation.

Insurance products

Insurance products are issued by the carriers who underwrite them, not by Taylor Financial. Guarantees associated with annuities and life insurance are subject to the claims-paying ability of the issuing insurance company. Insurance products may be subject to surrender charges, mortality and expense charges, administrative fees, and other charges and limitations. Riders are typically optional and available for an additional cost.

Communications

For your protection, please do not send sensitive information such as account numbers, Social Security numbers, or trading instructions through ordinary email. Use the secure portals we provide or contact us by telephone for time-sensitive or sensitive matters.

Electronic communications with our representatives may be reviewed and retained as required by securities regulations.

Complaints

If you have a complaint or concern about Taylor Financial or any of our representatives, please contact us at the address below so we can attempt to resolve it directly. You may also contact MML Investors Services, LLC, FINRA, the SEC, or your state securities or insurance regulator.

Compliance

Contact us